, Research Paper CHAPTER 1 "O.K. Someday— we’re gonna get the jack together and we’re gonna have a little house and a couple of acres an’ a cow and some pigs and—–" "An’ live off the fatta the lan’," Lennie shouted. "An’ have rabbits. Go on George! Tell about what we’re gonna have in the garden and about the rabbits in the cages and about the rain in the winter and the stove, and how thick the cream is on the milk you can hardly cut it. Tell about that, George." This was the conversation of two laborers, George Milton and Lennie Small. This was their impossible dream, which once seemed to be within reach. However, due to Lennie’s aggressive behavior, this dream evaporated. Yet, was Lennie to blame for this? What was the cause of his actions? A. Objectives This research paper aimed to: 1. identify Lennie’s childlike qualities, 2. analyze Lennie’s aggressive behavior, and 3. gather sufficient information regarding mental retardation. B. Statement of the Problem This paper aimed to answer the following questions: 1.a. What were Lennie’s childlike qualities? b. What events displayed Lennie’s childlike qualities? 2.a. What events displayed Lennie’s aggressive behavior? 3.a. What was mental retardation? b. How did you determine if a person was mentally retarded? c. What was the cognitive functioning of a mental retardate? C. Hypothesis If Lennie Small exhibited childlike qualities and behavioral disorders and was poor in memory, thinking and reasoning, then, he was mentally retarded based on his cognitive functioning. D. Methods and Procedures This research paper aimed to use a descriptive-analytical method of study. E. Significance of the Study This paper enabled the researcher to analyze Lennie Small’s psychological state. The researcher also gained information regarding the background of the novel and its characters. Moreover, it enabled both the author and the audience to understand mental retardation and the victims of this condition. F. Survey of Related Literature 1. Chess, Stella and Mahin Hassibi. "Principles and Practice of Child Psychiatry" A book that was accurate and comprehensive covering not only child psychiatry but also psychological disorders of adults. 2. Engle, T.L. and Louis Snellgrove "Psychology" This book involved the principles and applications of psychology. 3. Goodman, Michael. "Barron’s Book Notes: John Steinbeck’s Of Mice and Men" It was a guide to the plot and structure of the novel. G. Scope and Limitations This research aimed to determine Lennie’s psychological state. Furthermore, it aimed to ascertain the cognitive functions and behaviors of a mental retardate. However, the intelligence or I.Q. of Lennie Small was a limitation; likewise, the other characters’ psychology was a restriction. H. Definition of Terms 1. Adult- a person who had reached an age of maturity as defined by law, usually the age of 18, sometimes the age of 21 2. cognitive function- this involved the language behavior, learning, memory, thinking, reasoning, motivation, and behavioral disorders of a person 3. childlike- innocent; frank simple 4. I.Q.- intelligence quotient; a number that showed a person’s intelligence 5. Mental retardation- subnormal intellectual development or functioning 6. Ranch hand- farm laborers CHAPTER 2 BACKGROUND OF THE STUDY John Ernst Steinbeck was born in Salinas, California and was educated in Stanford University, leaving without taking a degree. His novel, Of Mice and Men, was published by Civici-Friede on February 6 1937. He was a Nobel laureate for literature on the 25th of October, 1962 "for his realistic as well as imaginative writings, distinguished by a sympathetic humor and keen social perception." Two years later, he died of arteriosclerosis in New York The novel Of Mice and Men was originally called Something That Happened. It was converted into a play by George Kaufman, which had 207 performances. This play received the New York Drama Critics Award. There are also two film versions of the novel. One was created in 1940 and the other, just recently, in 1992. The plot of the novel was a tragic story of two itinerant farm laborers yearning for a small farm of their own. The two main characters were Lennie Small and George Milton. The minor characters were as follows. Slim and Carlson was two of the other ranch hands. Candy and Crooks were the outcasts of the novel. Curley was the son of The Boss, which appeared to be the villain of the novel. Curley’s Wife was a sad character constantly avoided by everyone in the farm, except by her husband, because she was believed to spread trouble. Lastly, there was Whit who played a very minor role in the novel. CHAPTER 3 PRESENTATION OF DATA The novel opened in the banks of the Salinas River. For the moment, the place is peaceful, and then two men emerged from the path. The first man was small and quick, dark of face, with restless eyes and sharp, strong features . Behind him walked his opposite, a huge man, shapeless of face, with large pale eyes, with wide sloped shoulders; and he walked heavily, dragged his feet a little, the way a bear drags his paws . The dialogue of the two then started as George made sharp and critical remarks of Lennie as Lennie drank water from the pool of water. Lennie’s response was innocent and generous . The dialogue continued to follow this pattern of critical comments from George and innocent responses from Lennie through the next several pages . As their conversation progressed, George discovered that Lennie kept a dead mouse with him and threw it away across the pool. However, Lennie retrieved the mouse and George threw it away for the second time. Lennie’s lip quivered and tears started in his eyes . George began to comfort him. Their conversation brought them to the issue of the reason they left Weed. The researcher discovered that they had to run out of the last town because Lennie touched a girl’s dress and frightened the girl. And, they moved to another town to work in another ranch except they stayed in the woods rather than going straight to their destination. They continued to talk and under Lennie’s encouragement saying that he had forgotten, George articulated their dream to have a piece of land. Then, George reminded Lennie of what he was to do the next day and instructed him of what he was to do if in case he got in trouble. The chapter closed with the two men going to sleep. The second chapter started Friday morning at the bunkhouse. George and Lennie signed up to the buck barley. As The Boss was questioning them, George answered all the questions. He didn’t want Lennie’s dumbness to show and maybe cost them their jobs . Curley arrived and tries to pick a fight with Lennie. Because of this, George reminded Lennie where to hide if there’s trouble. They met Curley’s wife, Slim and Carlson. The two new ranch hands discovered that Slim’s dog, Lulu had puppies and Lennie wanted one of them. Chapter three opened set on the same day in the bunkhouse. Lennie got the puppy he wanted. George told Slim of why they traveled and worked together. In between, George made comments about Lennie like "He can’t think of nothing to do himself " or "He’s as dumb as hell. " Lennie entered coming from the barn crouched over and George knew that he was hiding the puppy. George instructed him to take the puppy back to its nest. George and Slim continued their conversation and George again made a remark about Lennie, " Sure he’s jes’ like a kid. There ain’t no ore harm in him than a kid neither. " Then, Carlson killed Candy’s old dog with his Luger and Slim went to the barn to treat a horse. While the rest went to see if Slim is with Curley or Curley’s wife, Candy committed 350 dollars to George and Lennie’s 600-dollar dream. When everyone returned, Curley beat on Lennie until George told Lennie to fight back. Lennie crushed Curley’s hand. Slim ordered Curley to say it was a machine accident. Chapter four focused mainly on "the outcasts" which are Crooks and Candy. It presents many themes yet it didn’t present any relevant childlike qualities or aggressive behavior of Lennie Small. Sunday afternoon, while the rest played horses, Lenny killed his puppy in the barn. Curley’s wife showed up. Lennie explained his fondness for soft things, and she encouraged him to stroke her hair. When she wanted him to stop, he broke her neck out of fear. Candy found her and brought George. When the men found out, Curley went for his shotgun. Carlson went for his Luger, but it’s missing and he assumed Lennie took it. Candy stayed with the body and all went after Lennie. The last chapter closed the novel as George found Lennie where he instructed him to go in case trouble arises. While they talked of their dream, George placed the Luger to the base of Lennie’s skull and fires. Everyone assumed George took the gun from Lennie and shot him. CHAPTER 4 INTERPRETATION AND ANALYSIS The usual method to determine if a person was mentally retarded was by measuring their IQ. However, psychologists tried to avoid classifying persons as retarded on the basis of IQ alone. One method of determining if the person had the condition mental retardation was by observing their cognitive functioning. The language behaviors of a mental retardate included immature speech with misarticulation. The learning of a retarded person was slower among moderately or mildly retardates. Concerning the memory of a mental retardate, studies by Spitz (1963) and others had shown that the immediate memory span of the retardate was shorter than that of normal people. It was shown that mental retardates’ performance was lower than that of a mental-age-matched group in thinking and reasoning. The performance of the mentally retarded couldn’t be judged without a consideration of the life history of the retarded individual; because of lifelong experience, he had come to mistrust his own judgement and is engaged in seeking helpful cues and motivation from the environment. Most mentally retarded individuals had behavioral disorders such as disturbed social relationships or aggressive behavior. It was inconclusive to say that Lennie’s language behavior was immature with misarticulation for the reason that all the characters spoke using slang. In addition, learning was not conclusive either because this involves IQ, which the researcher couldn’t measure from Lennie Small. However, the researcher could say that Lennie’s memory span is shorter because of the constant reminders George gave him. For instance, in the first chapter, George reminded Lennie what to do when asked questions by the boss and Lennie even had to concentrate to remember, and the next chapter showed George again reminding Lennie what to do if in case he gets into trouble. Lennie was poor in thinking and reasoning. George did all the thinking for the two of them. When The Boss questioned them, George answered all of the questions fearing that if Lennie answered, his dumbness will show. George also described Lennie to Slim that "He can’t think of nothing to do himself " and "He’s as dumb as hell. " Most of the time, Lennie needed helpful cues from George. Like in the incident wherein the boss questioned him, he went into panic and looked at George for helpful cues. He also needed motivation from George just to be able to fight back when Curley attacked him. Most of Lennie’s motivation actually came from George. In one account, George said, "Why he’d do any damn thing I tol’ him. " The behavioral disorder of Lennie was his aggressive behavior. One obvious incident that displayed this was when he crushed Curley’s hand. Another was when he killed Curley’s Wife. CHAPTER 5 CONCLUSION After analyzing the foregoing facts and information, the researcher of this paper came up with the conclusion that Lennie Small was mentally retarded based on his cognitive functioning. CHAPTER 6 SUMMARY The researcher was able to analyze Lennie’s psychological state. Also, the researcher gained very important background of the novel and its author that aided in the analyzing of the work. Moreover, the researcher had more understanding on mental retardation and related issues. In the efforts to attain the objectives, the researcher discovered the childlike qualities of Lennie Small and found them present in the first three chapters. The aggressive behavior of Lennie was examined in the 3rd and 5th chapter wherein he caused injuries to others.
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